| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Anli Securities Limited | RO | 就证券提供意见 | 2015-12-21 | - |
| RO | 证券交易 | 2013-04-10 | - | |
| Brilliant Norton Securities Company Limited | RO | 证券交易 | 2012-03-09 | 2013-02-28 |
| Rep | 证券交易 | 2011-12-20 | 2012-03-09 | |
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2004-09-01 | 2011-12-06 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-20 | |
| Rep | 证券交易 | 2003-04-01 | 2004-07-30 |