| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2015-01-14 | 2015-11-30 |
| Rep | 提供资产管理 | 2015-01-14 | 2015-11-30 | |
| Rep | 证券交易 | 2015-01-14 | 2015-11-30 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2015-01-14 | 2015-11-30 |
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2008-08-28 | 2011-12-23 |