| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ONE CHINA SECURITIES LIMITED | Rep | 期货合约交易 | 2009-08-06 | 2012-03-01 |
| Rep | 证券交易 | 2009-08-06 | 2012-03-01 | |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期货合约交易 | 2007-03-08 | 2009-07-13 |
| Rep | 证券交易 | 2006-07-25 | 2009-07-13 | |
| QUEST STOCKBROKERS (HK) LIMITED | Rep | 就机构融资提供意见 | - | 2004-08-24 |
| Rep | 就证券提供意见 | - | 2004-08-24 | |
| Rep | 提供资产管理 | - | 2004-08-24 | |
| Rep | 证券交易 | - | 2006-06-16 |