| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2025-10-10 | 2026-08-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-10-10 | 2026-08-24 |
| Rep | 证券交易 | 2025-10-10 | 2026-08-24 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就机构融资提供意见 | 2024-03-06 | 2025-09-28 |
| Rep | 就机构融资提供意见 | 2017-04-24 | 2024-03-06 | |
| Rep | 证券交易 | 2017-04-24 | 2025-09-28 | |
| Optima Capital Limited | Rep | 就机构融资提供意见 | 2010-10-20 | 2017-04-16 |
| Rep | 证券交易 | 2010-10-20 | 2017-04-16 |