| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Optima Capital Limited | Rep | 就证券提供意见 | 2008-09-08 | 2010-03-31 |
| Rep | 证券交易 | 2008-09-08 | 2012-10-16 | |
| Rep | 就机构融资提供意见 | 2008-08-18 | 2012-10-16 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2004-08-02 | 2008-06-06 |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就机构融资提供意见 | - | 2004-07-17 |