| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | 就机构融资提供意见 | 2018-11-22 | 2022-09-30 |
| Rep | 就机构融资提供意见 | 2016-08-12 | 2018-11-22 | |
| Rep | 证券交易 | 2016-08-12 | 2022-09-30 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-11-20 | 2016-07-29 |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-05-15 | 2014-10-23 |
| Rep | 就证券提供意见 | 2014-05-15 | 2014-10-23 | |
| Rep | 证券交易 | 2014-05-15 | 2014-10-23 | |
| Optima Capital Limited | Rep | 就机构融资提供意见 | 2010-09-01 | 2014-04-18 |
| Rep | 证券交易 | 2010-09-01 | 2014-04-18 |