| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2024-08-12 | - |
| Rep | 证券交易 | 2024-04-25 | - | |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2021-04-20 | 2022-04-25 |
| Rep | 证券交易 | 2021-04-14 | 2022-04-25 | |
| WINTONE SECURITIES LIMITED | Rep | 证券交易 | 2017-06-07 | 2021-02-26 |
| ARISTO SECURITIES LIMITED | RO | 证券交易 | 2016-03-18 | 2017-05-31 |
| WINTONE SECURITIES LIMITED | Rep | 证券交易 | 2014-10-24 | 2016-03-14 |
| ORIENT SECURITIES LIMITED | Rep | 证券交易 | 2004-11-05 | 2014-09-30 |
| BUSINESS FUTURES LIMITED | Rep | 期货合约交易 | 2004-01-17 | 2004-10-21 |