| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International (Asia) Limited | RO | 就机构融资提供意见 | 2026-10-05 | - |
| RO | 证券交易 | 2026-10-05 | - | |
| SPDB International Capital Limited | RO | 证券交易 | 2016-09-05 | 2026-08-09 |
| RO | 就机构融资提供意见 | 2015-10-13 | 2026-08-09 | |
| SPDB International Holdings Limited | RO | 就机构融资提供意见 | 2015-05-13 | 2015-10-27 |
| Rep | 就机构融资提供意见 | 2015-04-29 | 2015-05-13 | |
| ORIENTAL PATRON ASIA LIMITED | RO | 就机构融资提供意见 | 2011-05-06 | 2015-04-17 |
| Rep | 就机构融资提供意见 | 2011-02-23 | 2011-05-06 | |
| KINGSTON CORPORATE FINANCE LIMITED | RO | 就机构融资提供意见 | 2010-04-16 | 2011-02-12 |
| Rep | 就机构融资提供意见 | 2009-03-05 | 2010-04-16 | |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-04-10 | 2009-02-14 |
| Zijing Capital Limited | Rep | 就机构融资提供意见 | 2005-11-30 | 2007-03-16 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 就机构融资提供意见 | 2004-09-21 | 2005-08-24 |
| NOUVELLE CAYENNA INNOVATION LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-21 |
已采集记录中暂无金管局登记。