| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VALUABLE CAPITAL LIMITED | Rep | 就证券提供意见 | 2025-03-27 | - |
| Rep | 证券交易 | 2025-03-27 | - | |
| RO | 就证券提供意见 | 2020-05-14 | 2025-03-27 | |
| RO | 证券交易 | 2020-05-14 | 2025-03-27 | |
| Rep | 证券交易 | 2020-02-13 | 2020-05-14 | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | 2019-02-21 | 2019-10-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 证券交易 | 2017-09-27 | 2019-10-01 |
| Rep | 证券交易 | 2014-08-01 | 2017-09-27 | |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | 证券交易 | 2011-06-28 | 2014-07-16 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-03-06 | 2008-10-10 |
| GUOTAI JUNAN CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-06-20 | 2008-02-01 |
已采集记录中暂无金管局登记。