Personnel Hong Kong SFC License Details (ID 91171)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
EDDID CAPITAL LIMITED	Rep	就机构融资提供意见	2020-09-18	-
	RO	证券交易	2020-09-18	-
Eddid Securities and Futures Limited	RO	证券交易	2020-04-28	-
	RO	就证券提供意见	2020-04-28	2020-07-21
	Rep	就证券提供意见	2020-03-10	2020-04-28
	Rep	证券交易	2020-03-10	2020-04-28
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	RO	就证券提供意见	2017-11-22	2020-02-10
	RO	证券交易	2017-11-22	2020-02-10
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	证券交易	2017-11-22	2020-02-10
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	就证券提供意见	2017-07-07	2017-11-22
	Rep	证券交易	2017-07-07	2017-11-22
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	证券交易	2017-07-07	2017-11-22
	Rep	就机构融资提供意见	2017-07-07	2020-02-10
KGI ASIA LIMITED	RO	就证券提供意见	2016-06-30	2017-06-09
	RO	证券交易	2016-06-30	2017-06-09
KGI SECURITIES (HONG KONG) LIMITED	RO	证券交易	2016-06-30	2017-06-09
KGI ASIA LIMITED	Rep	就证券提供意见	2013-11-18	2016-06-30
	Rep	证券交易	2013-11-18	2016-06-30
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2013-05-22	2013-10-30
ORIENTAL PATRON SECURITIES LIMITED	Rep	证券交易	2009-04-09	2013-05-04
SINOPAC FUTURES (ASIA) LIMITED	Rep	期货合约交易	2006-10-16	2009-04-01
SINOPAC SECURITIES (ASIA) LIMITED	Rep	证券交易	2006-10-16	2009-04-01
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	证券交易	2003-09-05	2004-03-04
SUNWAH KINGSWAY FUTURES LIMITED	Rep	期货合约交易	2003-09-05	2004-03-04

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