| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited | Rep | 就机构融资提供意见 | 2011-11-05 | 2018-08-06 |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2010-08-05 | 2011-10-25 |
| PLATINUM SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2009-11-19 | 2010-01-19 |
| Rep | 证券交易 | 2009-11-19 | 2010-01-19 |