| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | RO | 提供资产管理 | 2017-01-04 | 2020-06-05 |
| LUK FOOK SECURITIES (HK) LIMITED | RO | 提供资产管理 | 2013-12-05 | - |
| RO | 就证券提供意见 | 2012-06-25 | - | |
| LUK FOOK FUTURES (HK) LIMITED | RO | 期货合约交易 | 2012-02-06 | - |
| LUK FOOK SECURITIES (HK) LIMITED | RO | 证券交易 | 2012-02-06 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2005-10-20 | 2011-11-15 |
| RHB SECURITIES HONG KONG LIMITED | RO | 证券交易 | 2005-09-07 | 2011-11-15 |
| UOB KAY HIAN (HONG KONG) LIMITED | RO | 证券交易 | 2003-04-01 | 2005-09-01 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-04-01 | 2005-09-01 |