| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JAKOTA ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2025-03-14 | - |
| JAKOTA SECURITIES GROUP LIMITED | RO | 就证券提供意见 | 2017-11-03 | - |
| RO | 证券交易 | 2017-11-03 | - | |
| Rep | 就证券提供意见 | 2017-01-09 | 2017-11-03 | |
| Rep | 证券交易 | 2015-04-02 | 2017-11-03 | |
| KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2014-12-29 | 2015-03-27 |
| Rep | 提供资产管理 | 2014-12-29 | 2015-03-27 | |
| KVB Kunlun Securities (HK) Limited | Rep | 证券交易 | 2014-06-19 | 2015-03-27 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2009-09-14 | 2014-06-01 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-01-21 | 2014-06-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-01-21 | 2014-06-01 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2006-10-05 | 2009-01-13 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2006-09-05 | 2009-01-13 |
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