Choy, Ho Yin 蔡浩然 SFC Licences and HKMA Registrations (ID 91211)

Choy, Ho Yin 蔡浩然 SFC Licences and HKMA Registrations (ID 91211)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2012-01-03	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2011-10-24	-
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2010-04-01	2011-10-19
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2010-04-01	2011-10-19
Polaris Capital (Asia) Limited	Rep	证券交易	2007-05-30	2010-03-31
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2005-05-05	2007-05-22
	Rep	证券交易	2005-05-05	2007-05-22
CITIC Securities Futures (HK) Limited	Rep	期货合约交易	2003-10-03	2005-05-05
CITIC Securities Brokerage (HK) Limited	Rep	证券交易	2003-07-15	2005-05-05
GREATER CHINA SECURITIES LIMITED	Rep	就机构融资提供意见	2003-06-16	2003-07-11
	Rep	就证券提供意见	2003-06-16	2003-07-11
	Rep	提供资产管理	2003-06-16	2003-07-11
	Rep	证券交易	2003-06-16	2003-07-11
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	就机构融资提供意见	2003-04-01	2003-05-07
	Rep	就证券提供意见	2003-04-01	2003-05-07
	Rep	提供资产管理	2003-04-01	2003-05-07
	Rep	证券交易	2003-04-01	2003-05-07

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。