| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WING FAT SECURITIES LIMITED | Rep | 证券交易 | 2015-09-08 | 2018-02-28 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2007-01-17 | 2013-05-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2007-01-17 | 2013-05-30 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-07 |
| Rep | 就证券提供意见 | - | 2004-01-07 | |
| Rep | 提供资产管理 | - | 2004-01-07 | |
| Rep | 提供自动化交易服务 | - | 2004-01-07 | |
| Rep | 证券交易 | - | 2005-04-07 |