| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2012-01-19 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2012-01-19 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2005-10-05 | 2011-12-13 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2005-10-05 | 2011-12-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2003-04-23 | 2005-09-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-04-23 | 2005-09-30 |
| Regal Jewellery & Goldsmith Co., Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-04-22 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-04-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-04-22 | |
| Rep | 证券交易 | 2003-04-01 | 2003-04-22 |
已采集记录中暂无金管局登记。