| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-09-10 | 2012-02-24 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-09-10 | 2012-02-24 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2008-05-20 | 2009-09-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2008-05-20 | 2009-09-07 |