| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2011-11-18 | - |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2011-11-18 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2006-11-22 | 2011-11-06 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2006-11-22 | 2011-11-06 |
| ENLIGHTEN FUTURES LIMITED | Rep | 期货合约交易 | 2004-06-11 | 2006-11-15 |
| RO | 期货合约交易 | 2003-11-21 | 2004-05-21 | |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2003-09-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-24 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-11-21 | |
| ENLIGHTEN SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-24 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-09-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-24 | |
| Rep | 证券交易 | 2003-04-01 | 2006-11-15 |
已采集记录中暂无金管局登记。