| PO SANG SECURITIES LIMITED | RO | 就期货合约提供意见 | 2016-12-30 | 2019-08-05 |
| RO | 就证券提供意见 | 2016-12-30 | 2019-08-05 |
| RO | 期货合约交易 | 2016-12-28 | 2019-08-05 |
| RO | 证券交易 | 2016-12-28 | 2019-08-05 |
| Rep | 期货合约交易 | 2016-11-18 | 2016-12-28 |
| Rep | 证券交易 | 2016-11-18 | 2016-12-28 |
| EXCELLENT TIDE SECURITIES LIMITED | RO | 证券交易 | 2016-10-11 | 2016-10-21 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 就证券提供意见 | 2013-03-22 | 2016-10-21 |
| South China Forex Limited | Rep | 杠杆式外汇交易 | 2013-03-22 | 2016-10-11 |
| SOUTH CHINA COMMODITIES LIMITED | RO | 期货合约交易 | 2012-11-15 | 2016-10-11 |
| SOUTH CHINA SECURITIES LIMITED | RO | 证券交易 | 2012-11-15 | 2016-10-11 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-09-28 | 2012-11-15 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2012-09-28 | 2012-11-15 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2005-12-01 | 2012-09-16 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2005-12-01 | 2012-09-16 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-03-02 |
| Rep | 就证券提供意见 | - | 2004-03-02 |
| Rep | 证券交易 | - | 2005-11-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | - | 2005-11-30 |