| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Liquidnet Asia Limited | Rep | 提供自动化交易服务 | 2021-03-23 | - |
| Rep | 证券交易 | 2021-03-23 | - | |
| BTIG Hong Kong Limited | Rep | 证券交易 | 2020-01-10 | 2021-01-22 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2009-11-17 | 2020-01-05 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-09-30 | 2020-01-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-09-30 | 2020-01-05 |
| CLSA FUTURES LIMITED | Rep | 期货合约交易 | 2007-11-20 | 2009-03-05 |
| CLSA LIMITED | Rep | 证券交易 | 2007-02-21 | 2009-03-05 |