Shiu, Yau Wah 蕭猷華
证监会中央编号:AFP821
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2020-10-21 | - |
| Rep | 证券交易 | 2020-10-21 | - | |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2020-10-21 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2012-05-21 | 2020-01-29 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-02-13 | 2020-01-29 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-02-13 | 2020-01-29 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2007-12-06 | 2009-02-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | 2003-04-01 | 2004-05-14 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-14 | |
| Rep | 期货合约交易 | 2003-04-01 | 2009-02-01 |
已采集记录中暂无金管局登记。