| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2013-01-23 | 2020-04-07 |
| RO | 期货合约交易 | 2011-09-28 | 2013-01-23 | |
| Rep | 期货合约交易 | 2007-11-30 | 2011-09-28 | |
| RO | 期货合约交易 | 2005-09-28 | 2007-11-30 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2003-07-16 | 2004-06-08 |
| Rep | 就证券提供意见 | 2003-07-16 | 2004-06-08 | |
| Rep | 证券交易 | 2003-07-16 | 2020-04-07 | |
| PRUDENCE FUTURES LIMITED | RO | 期货合约交易 | - | 2004-04-16 |