| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MicroBit Capital Management Limited | RO | 证券交易 | 2025-07-18 | - |
| RO | 就证券提供意见 | 2024-10-04 | - | |
| RO | 提供资产管理 | 2024-10-04 | - | |
| Bluemount Asset Management Limited | RO | 提供资产管理 | 2024-04-10 | 2024-08-16 |
| Bluemount Securities Limited | RO | 就证券提供意见 | 2024-04-10 | 2024-08-16 |
| RO | 证券交易 | 2024-04-10 | 2024-08-16 | |
| Golden Eagle Brokerage Limited | RO | 就证券提供意见 | 2022-05-16 | 2023-10-31 |
| RO | 提供资产管理 | 2022-05-16 | 2023-10-31 | |
| RO | 证券交易 | 2022-05-16 | 2023-10-31 | |
| Rep | 就证券提供意见 | 2022-04-08 | 2022-05-16 | |
| Rep | 提供资产管理 | 2022-04-08 | 2022-05-16 | |
| Rep | 证券交易 | 2022-04-08 | 2022-05-16 | |
| Cynosure Asset Management Hong Kong Limited | RO | 就证券提供意见 | 2019-05-16 | 2022-02-28 |
| RO | 提供资产管理 | 2019-05-16 | 2022-02-28 | |
| RO | 证券交易 | 2019-05-16 | 2022-02-28 | |
| Rep | 就证券提供意见 | 2019-03-13 | 2019-05-16 | |
| Rep | 提供资产管理 | 2019-03-13 | 2019-05-16 | |
| Rep | 证券交易 | 2019-03-13 | 2019-05-16 | |
| Yupei Fortune Capital Limited | RO | 就证券提供意见 | 2017-10-10 | 2019-02-07 |
| RO | 提供资产管理 | 2017-10-10 | 2019-02-07 | |
| RO | 证券交易 | 2017-10-10 | 2019-02-07 | |
| Rep | 就证券提供意见 | 2017-08-24 | 2017-10-10 | |
| Rep | 提供资产管理 | 2017-08-24 | 2017-10-10 | |
| Rep | 证券交易 | 2017-08-24 | 2017-10-10 | |
| China Sunrise Asset Management Limited | RO | 就证券提供意见 | 2016-06-14 | 2017-07-03 |
| RO | 提供资产管理 | 2016-06-14 | 2017-07-03 | |
| RO | 证券交易 | 2016-06-14 | 2017-07-03 | |
| Neutral Financial Holding Company Limited | Rep | 就证券提供意见 | 2016-02-05 | 2016-04-27 |
| Rep | 提供资产管理 | 2016-02-05 | 2016-04-27 | |
| Rep | 证券交易 | 2016-02-05 | 2016-04-27 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 提供资产管理 | 2014-04-22 | 2015-12-17 |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就证券提供意见 | 2013-10-22 | 2015-12-17 |
| RO | 提供资产管理 | 2013-10-22 | 2015-12-17 | |
| RO | 证券交易 | 2013-10-22 | 2015-12-17 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 提供资产管理 | 2013-09-10 | 2014-04-22 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2013-09-10 | 2013-10-22 |
| Rep | 提供资产管理 | 2013-09-10 | 2013-10-22 | |
| Rep | 证券交易 | 2013-09-10 | 2013-10-22 | |
| RHB ASSET MANAGEMENT LIMITED | RO | 证券交易 | 2010-12-20 | 2013-08-14 |
| RO | 就证券提供意见 | 2010-09-06 | 2013-08-14 | |
| RO | 提供资产管理 | 2010-09-06 | 2013-08-14 | |
| Rep | 就证券提供意见 | 2010-08-12 | 2010-09-06 | |
| Rep | 提供资产管理 | 2010-08-12 | 2010-09-06 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就证券提供意见 | 2007-01-16 | 2010-07-31 |
| RO | 提供资产管理 | 2007-01-16 | 2010-07-31 | |
| RO | 证券交易 | 2006-11-13 | 2010-07-31 | |
| EK INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2004-10-08 | 2005-05-09 |
| RO | 提供资产管理 | 2004-10-08 | 2005-05-09 | |
| RO | 证券交易 | 2004-10-08 | 2005-05-09 | |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-30 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-30 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-30 |
已采集记录中暂无金管局登记。