| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | 就证券提供意见 | 2022-03-08 | - |
| RO | 提供资产管理 | 2022-03-08 | - | |
| RO | 证券交易 | 2021-04-20 | - | |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2017-04-03 | 2020-08-31 |
| RO | 提供资产管理 | 2017-04-03 | 2020-08-31 | |
| FORTUNE HILL ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2011-11-07 | 2017-03-31 |
| RO | 提供资产管理 | 2011-11-07 | 2017-03-31 | |
| RHB ASSET MANAGEMENT LIMITED | RO | 证券交易 | 2011-03-03 | 2011-09-12 |
| RO | 就证券提供意见 | 2008-05-08 | 2011-09-12 | |
| RO | 提供资产管理 | 2008-05-08 | 2011-09-12 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2008-02-04 | 2011-01-13 |
| Rep | 就证券提供意见 | 2008-01-10 | 2011-01-13 | |
| Ethk Funds Limited | RO | 就证券提供意见 | 2005-07-25 | 2007-12-01 |
| RO | 提供资产管理 | 2005-07-25 | 2007-12-01 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2003-04-24 | 2005-07-08 |
已采集记录中暂无金管局登记。