| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2012-02-06 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2007-08-13 | 2012-01-10 |
| TSE'S SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-06-23 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-06-23 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-06-23 | |
| Rep | 证券交易 | 2003-04-01 | 2007-08-08 |