| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2010-08-11 | 2018-12-27 |
| Rep | 就证券提供意见 | 2010-07-09 | 2018-12-27 | |
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2004-08-26 | 2010-04-27 |
| UKFP (Asia) HK Limited | Rep | 就机构融资提供意见 | - | 2004-05-24 |
| Rep | 提供资产管理 | - | 2004-05-24 | |
| Rep | 就证券提供意见 | - | 2004-08-16 | |
| Rep | 证券交易 | - | 2004-08-16 |