Personnel Hong Kong SFC License Details (ID 91279)

Personnel Hong Kong SFC License Details (ID 91279)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
ENLIGHTEN FUTURES LIMITED	Rep	期货合约交易	2015-08-18	2022-02-14
ENLIGHTEN SECURITIES LIMITED	Rep	证券交易	2015-08-18	2022-02-14
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2013-10-07	2015-06-03
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2013-08-30	2015-06-03
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2012-07-31	2013-08-21
RHB SECURITIES HONG KONG LIMITED	Rep	证券交易	2006-11-10	2012-06-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2006-09-05	2006-11-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2006-07-12	2006-07-19
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2006-05-08	2006-06-27
Beijing Securities Limited	Rep	证券交易	2004-09-03	2006-04-29
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	-	2003-07-07
	Rep	就机构融资提供意见	-	2004-01-20
	Rep	就证券提供意见	-	2004-01-20
	Rep	提供资产管理	-	2004-01-20
	Rep	证券交易	-	2004-06-02