| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2020-03-18 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2007-11-20 | 2020-03-06 |
| LEHIN SECURITIES LIMITED | Rep | 证券交易 | 2007-05-03 | 2007-05-11 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 证券交易 | 2007-03-28 | 2007-04-23 |
| STAR SECURITIES LIMITED (d2009-10-02) | Rep | 证券交易 | 2006-10-09 | 2007-03-19 |
| KWAI HUNG SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-28 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-28 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-28 | |
| Rep | 证券交易 | 2003-04-01 | 2006-09-26 |