| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-03-09 | 2016-06-01 |
| LEI SHING HONG SECURITIES LIMITED | Rep | 证券交易 | 2008-10-13 | 2009-02-26 |
| Nittan Securities Asia Limited | Rep | 就机构融资提供意见 | - | 2004-04-01 |
| Rep | 就证券提供意见 | - | 2004-04-01 | |
| Rep | 提供资产管理 | - | 2004-04-01 | |
| Rep | 证券交易 | - | 2008-10-01 |