Personnel Hong Kong SFC License Details (ID 91318)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
PacBridge Capital Partners (HK) Limited	RO	就机构融资提供意见	2009-03-17	2016-01-27
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2008-10-10	2009-01-31
	Rep	就证券提供意见	2008-10-10	2009-01-31
	Rep	证券交易	2008-10-10	2009-01-31
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2008-10-10	2009-01-31
	Rep	就证券提供意见	2008-10-10	2009-01-31
	Rep	证券交易	2008-10-10	2009-01-31
Merrill Lynch (Asia Pacific) Limited	RO	就机构融资提供意见	2007-10-09	2008-10-10
	RO	就证券提供意见	2007-10-09	2008-10-10
	RO	证券交易	2007-10-09	2008-10-10
Merrill Lynch Far East Limited	RO	就机构融资提供意见	2007-10-09	2008-10-10
	RO	就证券提供意见	2007-10-09	2008-10-10
	RO	证券交易	2007-10-09	2008-10-10
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2005-06-10	2007-10-09
	Rep	就证券提供意见	2005-06-10	2007-10-09
	Rep	证券交易	2005-06-10	2007-10-09
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2005-06-10	2007-10-09
	Rep	就证券提供意见	2005-06-10	2007-10-09
	Rep	证券交易	2005-06-10	2007-10-09
Morgan Stanley Asia Limited	Rep	就证券提供意见	-	2004-02-11
	Rep	提供自动化交易服务	-	2004-02-11
	Rep	就机构融资提供意见	-	2005-05-19
	Rep	证券交易	-	2005-05-19

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