| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2020-02-17 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2014-12-09 | 2020-02-07 |
| GAOYU SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-08 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-09-08 | |
| Rep | 提供资产管理 | 2003-04-01 | 2014-12-06 | |
| Rep | 证券交易 | 2003-04-01 | 2014-12-06 |