| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED | Rep | 证券交易 | 2010-01-27 | 2013-12-31 |
| KAM FAI SECURITIES CO., LIMITED | Rep | 证券交易 | 2009-09-10 | 2010-01-22 |
| AD Capital Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2007-11-16 | 2009-09-02 |
| Rep | 就证券提供意见 | 2007-11-16 | 2009-09-02 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | - | 2003-10-13 |
| Rep | 就证券提供意见 | - | 2003-10-13 | |
| Rep | 提供资产管理 | - | 2003-10-13 | |
| Rep | 提供自动化交易服务 | - | 2003-10-13 | |
| Rep | 证券交易 | - | 2007-08-06 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 就期货合约提供意见 | - | 2003-10-13 |
| Rep | 提供资产管理 | - | 2003-10-13 | |
| Rep | 期货合约交易 | - | 2007-08-06 |