| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2017-02-13 | - |
| Rep | 证券交易 | 2011-12-23 | 2017-02-12 | |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2007-07-04 | 2011-10-01 |
| TIS SECURITIES (HK) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-07-21 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-07-21 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-07-21 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2004-07-21 | |
| Rep | 证券交易 | 2003-04-01 | 2007-04-30 |