| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2024-09-23 | - |
| Rep | 证券交易 | 2024-09-23 | - | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2017-03-22 | 2024-09-04 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2017-03-22 | 2024-09-04 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2016-12-08 | 2017-03-15 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2012-06-18 | 2017-03-15 |
| RaffAello Securities (HK) Limited | Rep | 证券交易 | 2012-03-07 | 2012-03-31 |
| PARTNERS CAPITAL SECURITIES LIMITED | Rep | 证券交易 | 2008-08-27 | 2011-09-26 |