| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2019-04-30 | - |
| RO | 证券交易 | 2019-04-30 | - | |
| Rep | 就证券提供意见 | 2018-05-14 | 2019-04-30 | |
| Rep | 证券交易 | 2018-05-14 | 2019-04-30 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2018-05-14 | - |
| PEGASUS FUND MANAGERS LIMITED | Rep | 证券交易 | 2011-03-16 | 2014-03-01 |
| Rep | 就证券提供意见 | 2008-10-24 | 2014-03-01 | |
| Rep | 提供资产管理 | 2008-10-24 | 2014-03-01 | |
| Rep | 就证券提供意见 | 2006-03-06 | 2007-08-13 | |
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2005-08-24 | 2006-02-21 |