| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 提供资产管理 | 2019-08-15 | - |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 提供资产管理 | 2019-08-15 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2019-07-22 | - |
| Rep | 证券交易 | 2019-07-22 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2019-07-22 | - |
| Rep | 证券交易 | 2019-07-22 | - | |
| Yunfeng Financial Markets Limited | Rep | 就证券提供意见 | 2017-07-31 | 2019-06-21 |
| Rep | 证券交易 | 2017-07-31 | 2019-06-21 | |
| Yunfeng Securities Limited | Rep | 就证券提供意见 | 2017-07-31 | 2019-06-21 |
| Rep | 证券交易 | 2017-07-31 | 2019-06-21 | |
| SAIL ADVISORS LIMITED | Rep | 就证券提供意见 | 2013-12-16 | 2017-06-01 |
| Rep | 提供资产管理 | 2013-12-16 | 2017-06-01 | |
| Penjing Asset Management (HK) Limited | Rep | 就证券提供意见 | 2006-09-20 | 2013-11-29 |
| Rep | 提供资产管理 | 2006-09-20 | 2013-11-29 |
已采集记录中暂无金管局登记。