| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 提供资产管理 | 2017-06-30 | - |
| QUAM ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2013-04-02 | 2018-08-06 |
| Quam Securities Limited | Rep | 就证券提供意见 | 2012-10-18 | - |
| Rep | 期货合约交易 | 2012-10-18 | - | |
| Rep | 证券交易 | 2012-10-18 | - | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2008-08-07 | 2012-10-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-07-09 | 2008-07-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2007-07-23 | 2012-10-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-07-23 | 2012-10-06 |
已采集记录中暂无金管局登记。