| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Huaxin Futures Limited | RO | 期货合约交易 | 2020-06-09 | 2020-12-02 |
| Rep | 期货合约交易 | 2020-04-22 | 2020-06-09 | |
| ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED | Rep | 就期货合约提供意见 | 2020-03-04 | 2020-04-17 |
| Rep | 期货合约交易 | 2020-03-02 | 2020-04-17 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2004-01-06 | 2020-02-06 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-02 |
| Rep | 就证券提供意见 | - | 2004-01-02 | |
| Rep | 提供资产管理 | - | 2004-01-02 | |
| Rep | 证券交易 | - | 2020-02-06 |