| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | RO | 就期货合约提供意见 | 2026-01-06 | - |
| RO | 期货合约交易 | 2026-01-06 | - | |
| RO | 证券交易 | 2025-01-13 | - | |
| Rep | 证券交易 | 2024-11-20 | 2025-01-13 | |
| FULBRIGHT FUTURES LIMITED | Rep | 就期货合约提供意见 | 2018-05-15 | 2024-10-30 |
| Rep | 期货合约交易 | 2018-05-15 | 2024-10-30 | |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2018-05-15 | 2024-10-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2011-12-07 | 2018-05-04 |
| Rep | 期货合约交易 | 2010-11-23 | 2018-05-04 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-11-23 | 2018-05-04 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2008-07-21 | 2009-06-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2008-07-21 | 2009-06-26 |
已采集记录中暂无金管局登记。