| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Aden Financial Group Limited | RO | 就证券提供意见 | 2026-08-31 | - |
| RO | 提供资产管理 | 2026-08-31 | - | |
| RO | 提供自动化交易服务 | 2026-08-31 | - | |
| RO | 期货合约交易 | 2026-08-31 | - | |
| RO | 证券交易 | 2026-08-31 | - | |
| Rep | 就证券提供意见 | 2026-08-21 | 2026-08-31 | |
| Rep | 提供资产管理 | 2026-08-21 | 2026-08-31 | |
| Rep | 提供自动化交易服务 | 2026-08-21 | 2026-08-31 | |
| Rep | 期货合约交易 | 2026-08-21 | 2026-08-31 | |
| Rep | 证券交易 | 2026-08-21 | 2026-08-31 | |
| Hash Blockchain Limited | RO | 提供自动化交易服务 | 2025-06-19 | 2026-03-11 |
| RO | 证券交易 | 2025-06-19 | 2026-03-11 | |
| Rep | 提供自动化交易服务 | 2025-05-08 | 2025-06-19 | |
| Rep | 证券交易 | 2025-05-08 | 2025-06-19 | |
| Aden Financial Group Limited | RO | 提供自动化交易服务 | 2023-12-20 | 2025-03-14 |
| RO | 就证券提供意见 | 2020-10-22 | 2025-03-14 | |
| RO | 提供资产管理 | 2020-10-22 | 2025-03-14 | |
| RO | 期货合约交易 | 2018-10-30 | 2025-03-14 | |
| RO | 证券交易 | 2018-10-30 | 2025-03-14 | |
| HONOR SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2017-06-09 | 2017-12-31 |
| RO | 证券交易 | 2017-06-09 | 2017-12-31 | |
| Rep | 期货合约交易 | 2017-05-02 | 2017-06-09 | |
| Rep | 证券交易 | 2017-05-02 | 2017-06-09 | |
| Hao Tian International Futures Limited | Rep | 期货合约交易 | 2016-11-23 | 2017-03-21 |
| Marex Hong Kong Limited | Rep | 期货合约交易 | 2016-06-22 | 2016-10-21 |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | 2015-10-19 | 2016-06-18 |
| Rep | 期货合约交易 | 2013-07-05 | 2016-06-18 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2013-07-05 | 2016-06-18 |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | 期货合约交易 | 2012-03-22 | 2013-06-08 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-08-24 | 2012-03-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-04-01 | 2012-03-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-04-01 | 2012-03-09 |
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