| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就证券提供意见 | 2020-03-17 | 2021-12-16 |
| Rep | 证券交易 | 2020-02-18 | 2021-12-16 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-08-24 | 2019-08-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-08-24 | 2019-08-12 |