Chan, Yuk Chor 陳旭初
证监会中央编号:AFI899
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2025-11-10 | - |
| RO | 证券交易 | 2017-06-23 | 2025-11-10 | |
| Rep | 就证券提供意见 | 2013-02-26 | 2024-01-18 | |
| Rep | 证券交易 | 2012-08-17 | 2017-06-23 | |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-08-17 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-11-09 | 2012-08-15 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-11-09 | 2012-08-15 |
| Sigma Capital Management Limited | RO | 提供资产管理 | 2008-03-12 | 2009-10-12 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2006-03-09 | 2007-12-31 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2006-03-09 | 2007-12-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2003-09-29 | 2006-02-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2003-09-29 | 2006-02-28 |