| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | 证券交易 | 2022-09-30 | - |
| Rep | 就证券提供意见 | 2016-09-29 | - | |
| Rep | 期货合约交易 | 2016-09-29 | - | |
| Rep | 证券交易 | 2016-09-29 | 2022-09-30 | |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供资产管理 | 2016-05-18 | 2016-09-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2009-03-18 | 2016-09-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-07-29 | 2016-09-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-03-10 | 2016-09-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-03-10 | 2016-09-19 |
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