| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-11-28 | 2023-03-24 |
| Rep | 杠杆式外汇交易 | 2006-11-28 | 2023-03-24 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-11-28 | 2023-03-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2004-06-01 | 2006-11-09 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2004-03-25 | 2006-11-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-03-25 | 2006-11-09 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 提供资产管理 | 2003-11-26 | 2004-03-08 |