| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Quam Securities Limited | Rep | 期货合约交易 | 2012-08-15 | 2018-02-09 |
| Rep | 证券交易 | 2012-08-15 | 2018-02-09 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-08-04 | 2012-08-11 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-08-04 | 2012-08-11 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2009-06-10 | 2010-07-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2009-06-10 | 2010-07-31 |