| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WEBULL SECURITIES LIMITED | RO | 就证券提供意见 | 2026-03-23 | - |
| Rep | 期货合约交易 | 2026-03-23 | - | |
| RO | 证券交易 | 2026-03-23 | - | |
| AA Investment Management Limited | RO | 就证券提供意见 | 2021-04-27 | 2022-01-17 |
| Rep | 提供资产管理 | 2021-04-27 | 2022-01-17 | |
| RO | 证券交易 | 2021-04-27 | 2022-01-17 | |
| LQ Pacific Partners Limited | RO | 就证券提供意见 | 2019-04-03 | 2020-01-24 |
| RO | 证券交易 | 2019-04-03 | 2020-01-24 | |
| Rep | 就证券提供意见 | 2019-03-12 | 2019-04-03 | |
| Rep | 证券交易 | 2019-03-12 | 2019-04-03 | |
| Rep | 提供资产管理 | 2019-03-12 | 2020-01-24 | |
| orientiert International Markets Limited | Rep | 就证券提供意见 | 2017-05-25 | 2019-02-28 |
| Rep | 提供资产管理 | 2017-05-25 | 2019-02-28 | |
| Rep | 证券交易 | 2017-05-25 | 2019-02-28 | |
| oOo Securities (HK) Group Limited | RO | 就证券提供意见 | 2016-10-20 | 2019-02-28 |
| RO | 期货合约交易 | 2016-10-20 | 2019-02-28 | |
| RO | 证券交易 | 2016-10-20 | 2019-02-28 | |
| Rep | 就证券提供意见 | 2016-10-06 | 2016-10-20 | |
| Rep | 证券交易 | 2016-10-06 | 2016-10-20 | |
| Rep | 提供资产管理 | 2016-10-06 | 2019-02-28 | |
| Fortune Asset Management Limited (HK) | Rep | 提供资产管理 | 2016-09-01 | 2016-09-28 |
| FORTUNE (HK) SECURITIES LIMITED | RO | 证券交易 | 2016-07-27 | 2016-09-28 |
| Fortune Asset Management Limited (HK) | RO | 就证券提供意见 | 2016-07-27 | 2016-09-28 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 证券交易 | 2016-06-10 | 2016-07-27 |
| Fortune Asset Management Limited (HK) | Rep | 就证券提供意见 | 2016-06-10 | 2016-07-27 |
| Quam Securities Limited | RO | 期货合约交易 | 2014-09-11 | 2016-05-20 |
| RO | 证券交易 | 2014-09-11 | 2016-05-20 | |
| CHINA TONGHAI (IA) LIMITED | Rep | 就证券提供意见 | 2012-11-20 | 2013-09-02 |
| Quam Securities Limited | Rep | 期货合约交易 | 2012-07-10 | 2014-09-11 |
| Rep | 证券交易 | 2012-07-10 | 2014-09-11 | |
| Rep | 就证券提供意见 | 2012-07-10 | 2016-05-20 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-10-17 | 2012-07-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-05-26 | 2012-07-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2011-05-26 | 2012-07-01 |
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