| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Central Universe Futures Limited | RO | 就期货合约提供意见 | 2013-10-28 | 2016-01-18 |
| RO | 期货合约交易 | 2013-10-28 | 2016-01-18 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2008-08-14 | 2013-10-09 |
| Rep | 期货合约交易 | 2006-05-18 | 2013-10-09 | |
| Rep | 杠杆式外汇交易 | 2006-05-18 | 2013-10-09 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-05-18 | 2013-10-09 |