| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-12-29 | - |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2015-12-29 | - |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-07-11 | 2015-12-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2011-07-11 | 2015-12-04 |
| Rep | 证券交易 | 2010-12-21 | 2015-12-04 |