Personnel Hong Kong SFC License Details (ID 91628)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Hang Tai Asset Management Limited	RO	就证券提供意见	2025-08-22	-
	RO	提供资产管理	2025-08-22	-
HANG TAI SECURITIES LIMITED	RO	证券交易	2025-08-22	-
JINSHI ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2025-02-28	2025-08-01
	RO	提供资产管理	2025-02-28	2025-08-01
	RO	证券交易	2025-02-28	2025-08-01
STATE FORTUNE CAPITAL MANAGEMENT LIMITED	RO	就证券提供意见	2020-06-16	2025-01-18
	RO	提供资产管理	2020-06-16	2025-01-18
Sinostar Asset Management Limited	RO	就证券提供意见	2020-03-10	2020-04-07
	RO	提供资产管理	2020-03-10	2020-04-07
Sinostar Securities Limited	RO	证券交易	2020-03-10	2020-04-07
Sinostar Asset Management Limited	Rep	就证券提供意见	2020-02-26	2020-03-10
	Rep	提供资产管理	2020-02-26	2020-03-10
Sinostar Securities Limited	Rep	证券交易	2020-02-26	2020-03-10
CHUNG LEE SECURITIES COMPANY LIMITED	RO	证券交易	2019-12-09	2020-02-14
ZhongHua Finance Asset Management Co., Limited	RO	就证券提供意见	2019-12-09	2020-02-14
	RO	提供资产管理	2019-12-09	2020-02-14
CHUNG LEE SECURITIES COMPANY LIMITED	Rep	证券交易	2019-12-04	2019-12-09
ZhongHua Finance Asset Management Co., Limited	Rep	就证券提供意见	2019-12-04	2019-12-09
	Rep	提供资产管理	2019-12-04	2019-12-09
Standard Perpetual Securities Limited	Rep	证券交易	2018-10-18	2019-11-15
Gulf Line Capital Advisors Limited	RO	就证券提供意见	2017-04-20	2019-11-15
	RO	提供资产管理	2017-04-20	2019-11-15
	Rep	提供资产管理	2016-07-08	2017-04-20
	Rep	就证券提供意见	2016-04-28	2017-04-20
DaoKou Securities Limited	Rep	证券交易	2015-05-04	2015-11-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2009-02-26	2014-11-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2007-10-15	2014-11-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-03-26	2014-11-01
Asia Pacific Securities Limited	Rep	证券交易	2006-09-01	2007-03-17
GT CAPITAL LIMITED	Rep	证券交易	2006-06-28	2006-08-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2004-07-14	2006-06-12
SSC MANDARIN FINANCIAL SERVICES LIMITED	Rep	就证券提供意见	2003-04-01	2004-06-01

人员