Personnel Hong Kong SFC License Details (ID 91654)

Personnel Hong Kong SFC License Details (ID 91654)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
PHILLIP COMMODITIES (HK) LIMITED	Rep	就期货合约提供意见	2010-12-13	2012-04-15
	Rep	期货合约交易	2010-12-13	2012-04-15
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2010-12-13	2012-04-15
	Rep	证券交易	2010-12-13	2012-04-15
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2006-09-01	2007-02-16
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期货合约交易	2006-09-01	2007-02-16
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2006-09-01	2007-02-16
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2005-11-02	2006-08-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2005-08-31	2006-08-29
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	2003-07-24	2004-02-05